Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Aug 2013)
- CF30 Customer (since 28 Aug 2012)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 23 Aug 2013)
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Eric Watson Financial Solutions Ltd
FRN 605755
- (2)Employed By (since 23 Aug 2013)
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- Employed By (28 Aug 2012 to 6 Oct 2020)
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- CF30 Customer (7 Mar 2008 to 4 Sep 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.