Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Aug 2013)
    • CF30 Customer (since 28 Aug 2012)
    • CF1 Director (AR) (since 23 Aug 2013)
    • (2)Employed By (since 23 Aug 2013)
  • Clydevalley Financial Solutions Limited (no longer approved here)

    FRN 477538

    • Employed By (28 Aug 2012 to 6 Oct 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (7 Mar 2008 to 4 Sep 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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