- IRN
- PKT01015
- Last updated
- 3 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
UBS AG
FRN 186958
- [PRA CF] Significant risk taker or Material risk taker (since 6 May 2025)
- [FCA CF] Client dealing (since 6 May 2025)
- [FCA CF] Material risk taker (since 6 May 2025)
-
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 23 Feb 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2025)
- CF30 Customer (28 Oct 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.