Eric Stevens

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
- CF30 Customer (30 Aug 2013 to 8 Dec 2019)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (17 Apr 2009 to 25 Jun 2010)
Chantry Associates Limited (no longer approved here)
FRN 213741
- Employed By (1 Dec 2001 to 5 Oct 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.