Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Jun 2021)
    • [FCA CF] Material risk taker (18 Dec 2020 to 30 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jan 2021)
    • CF30 Customer (18 Sep 2014 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (8 Nov 2016 to 30 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2021)
    • CF30 Customer (18 Sep 2014 to 6 Mar 2016)
  • EDF Trading Markets Limited (no longer approved here)

    FRN 197427

    • CF30 Customer (5 Aug 2011 to 23 Jun 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 11 Jun 2011)
    • CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 11 Jun 2011)
    • CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.