Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Jun 2021)
- [FCA CF] Material risk taker (18 Dec 2020 to 30 Jun 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jan 2021)
- CF30 Customer (18 Sep 2014 to 6 Mar 2016)
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- [FCA CF] Material risk taker (8 Nov 2016 to 30 Jun 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jan 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Jan 2021)
- CF30 Customer (18 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (5 Aug 2011 to 23 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 11 Jun 2011)
- CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 11 Jun 2011)
- CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.