Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Montreal
FRN 124788
- [PRA CF] Managing a material risk taker (since 1 Jun 2024)
- [FCA CF] Client dealing (since 1 Jun 2022)
- [FCA CF] Material risk taker (since 1 Jun 2022)
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BMO Capital Markets Limited
FRN 170937
- [PRA CF] Managing a material risk taker (since 1 Jun 2024)
- [FCA CF] Client dealing (since 1 Feb 2021)
- [FCA CF] Material risk taker (since 1 Feb 2021)
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- CF30 Customer (23 Jun 2009 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.