Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Panmure Liberum Limited
FRN 403721
- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
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- CF1 Director (AR) (1 Aug 2018 to 13 Aug 2020)
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- Employed By (1 Aug 2018 to 13 Aug 2020)
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- CF30 Customer (28 May 2013 to 1 Sep 2017)
- CF4 Partner (28 May 2013 to 31 Mar 2017)
- CF10 Compliance Oversight (28 May 2013 to 1 Sep 2017)
- CF11 Money Laundering Reporting (28 May 2013 to 1 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.