Eric Matthew Capp

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pemberton Capital Advisors LLP

    FRN 561640

    • [FCA CF] Material risk taker (since 28 Feb 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Jun 2017 to 8 Dec 2019)
    • CF4 Partner (19 Jun 2017 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (24 Jan 2007 to 16 Jun 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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