Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 10 Dec 2025)
    • [FCA CF] Client dealing (since 10 Dec 2025)
    • SMF3 Executive Director (since 10 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2025)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • CF1 Director (AR) (15 Sep 2025 to 9 Dec 2025)
    • CF30 Customer (15 Sep 2025 to 9 Dec 2025)
  • Bluebridge Asset Management Limited (no longer approved here)

    FRN 1040132

    • Employed By (15 Sep 2025 to 9 Dec 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2021 to 27 Mar 2024)
    • [FCA CF] Manager of certification employee (28 May 2020 to 27 Mar 2024)
    • [FCA CF] Client dealing (26 Feb 2019 to 27 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 29 Jun 2011)
    • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Sep 2013 to 6 Mar 2016)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.