Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bluebridge Asset Management Ltd
FRN 1038693
- SMF16 Compliance Oversight (since 10 Dec 2025)
- [FCA CF] Client dealing (since 10 Dec 2025)
- SMF3 Executive Director (since 10 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2025)
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- CF1 Director (AR) (15 Sep 2025 to 9 Dec 2025)
- CF30 Customer (15 Sep 2025 to 9 Dec 2025)
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- Employed By (15 Sep 2025 to 9 Dec 2025)
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- [FCA CF] Material risk taker (1 Jan 2021 to 27 Mar 2024)
- [FCA CF] Manager of certification employee (28 May 2020 to 27 Mar 2024)
- [FCA CF] Client dealing (26 Feb 2019 to 27 Mar 2024)
- CF30 Customer (1 Nov 2007 to 29 Jun 2011)
- CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
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- CF30 Customer (12 Sep 2013 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.