Eric King Lun Ha

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (27 Sep 2019 to 9 Jun 2021)
    • [FCA CF] Client dealing (4 Jun 2019 to 9 Jun 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 4 Oct 2010)
    • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Oct 2004 to 13 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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