Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank, N.A.
FRN 124704
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [FCA CF] Manager of certification employee (since 15 Sep 2016)
- [FCA CF] Client dealing (since 15 Sep 2016)
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Citigroup Global Markets Limited
FRN 124384
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2016)
- [FCA CF] Material risk taker (since 8 Nov 2016)
- [FCA CF] Client dealing (since 15 Sep 2016)
- [FCA CF] Manager of certification employee (since 15 Sep 2016)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 8 Jan 2024)
- [FCA CF] Material risk taker (18 Dec 2020 to 8 Jan 2024)
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- CF29 Significant management (19 Jul 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF29 Significant management (19 Jul 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (2 Jun 2008 to 29 Aug 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.