Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gallium Investment Partners Ltd
FRN 1033604
- SMF16 Compliance Oversight (since 1 Oct 2025)
- [FCA CF] Client dealing (since 1 Oct 2025)
- SMF3 Executive Director (since 1 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2025)
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- CF30 Customer (11 Feb 2024 to 30 Sep 2025)
- CF1 Director (AR) (11 Feb 2024 to 30 Sep 2025)
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- (3)Employed By (11 Feb 2024 to 30 Sep 2025)
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- [FCA CF] Manager of certification employee (6 Jan 2021 to 31 Oct 2023)
- [FCA CF] Client dealing (6 Jan 2021 to 31 Oct 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (19 May 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.