Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 7 Dec 2016)
    • [FCA CF] Manager of certification employee (since 7 Dec 2016)
    • [FCA CF] Material risk taker (since 7 Dec 2016)
    • [PRA CF] Managing a material risk taker (since 7 Dec 2016)
    • [FCA CF] Client dealing (since 7 Dec 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (4 May 2010 to 26 Sep 2012)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (4 May 2010 to 26 Sep 2012)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 27 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

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