Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.M. FINN & CO.LTD
FRN 450754
- SMF10 Chair of the Risk Committee (since 25 Sep 2023)
- Director of firm who is not a certification employee or a SMF manager (4 Mar 2021 to 7 Nov 2023)
- CF2 Non Executive Director (4 May 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.