Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 18 Jan 2012)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (1 Dec 2001 to 20 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.