Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 May 2021)
    • CF1 Director (AR) (3 Jun 2015 to 6 May 2021)
    • CF30 Customer (3 Jun 2015 to 6 May 2021)
  • Firth Financial Services (no longer approved here)

    FRN 164463

    • (6)Employed By (1 Oct 1998 to 1 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.