Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Client dealing (since 2 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2016)
- [FCA CF] Manager of certification employee (since 15 Nov 2016)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (since 18 Aug 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Jan 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 10 Aug 2018)
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- CF30 Customer (1 Oct 2014 to 6 Mar 2016)
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- CF30 Customer (7 Apr 2009 to 7 Aug 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.