Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Client dealing (since 2 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2016)
    • [FCA CF] Manager of certification employee (since 15 Nov 2016)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Manager of certification employee (since 18 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 10 Aug 2018)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Oct 2014 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (7 Apr 2009 to 7 Aug 2014)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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