Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF1 Director (14 Sep 2012 to 28 Oct 2013)
    • CF3 Chief Executive (19 Jul 2011 to 28 Oct 2013)
    • CF29 Significant management (25 Mar 2008 to 30 Jan 2015)
    • CF30 Customer (1 Nov 2007 to 30 Jan 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.