Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EFG Private Bank Limited
FRN 144036
- SMF12 Chair of the Remuneration Committee (since 7 Aug 2019)
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- SMF9 Chair of the Governing Body (11 Aug 2022 to 17 Dec 2024)
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- Director of firm who is not a certification employee or a SMF manager (30 Jun 2018 to 24 Jun 2019)
- SMF1 Chief Executive (7 Mar 2016 to 1 Jul 2018)
- CF30 Customer (1 Nov 2007 to 14 Apr 2014)
- CF8 Apportionment and Oversight (2 Oct 2007 to 31 Oct 2007)
- CF3 Chief Executive (2 Oct 2007 to 6 Mar 2016)
- Responsible for Insurance Mediation (2 Jun 2005 to 11 Jul 2016)
- CF21 Investment Adviser (5 Jun 2003 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 2 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.