Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF12 Chair of the Remuneration Committee (since 7 Aug 2019)
  • Perenna Bank PLC (no longer approved here)

    FRN 956138

    • SMF9 Chair of the Governing Body (11 Aug 2022 to 17 Dec 2024)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • Director of firm who is not a certification employee or a SMF manager (30 Jun 2018 to 24 Jun 2019)
    • SMF1 Chief Executive (7 Mar 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 14 Apr 2014)
    • CF8 Apportionment and Oversight (2 Oct 2007 to 31 Oct 2007)
    • CF3 Chief Executive (2 Oct 2007 to 6 Mar 2016)
    • Responsible for Insurance Mediation (2 Jun 2005 to 11 Jul 2016)
    • CF21 Investment Adviser (5 Jun 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 2 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.