Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Nov 2007 to 2 Oct 2008)
    • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2005 to 18 Apr 2006)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF22 Investment Adviser (Trainee) (6 Jan 2003 to 22 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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