Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBUTHNOT LATHAM & CO., LIMITED
FRN 143336
- SMF18 Other Overall Responsibility (since 8 Dec 2021)
- Responsible for Insurance Distribution (since 8 Dec 2021)
- [PRA CF] Managing a material risk taker (1 Oct 2021 to 8 Dec 2021)
- [FCA CF] Material risk taker (26 Jul 2019 to 8 Dec 2021)
- [PRA CF] Significant risk taker or Material risk taker (26 Jul 2019 to 8 Dec 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Dec 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Jul 2023)
- CF30 Customer (10 Feb 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.