Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 30 May 2025)
    • (4)Employed By (since 4 Aug 2021)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 23 Jul 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 8 Oct 2015)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2021)
    • [FCA CF] Client dealing (since 26 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (2 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Feb 2016 to 30 Sep 2018)
  • Totus Independent Financial Advisers Ltd (no longer approved here)

    FRN 777659

    • Employed By (9 Oct 2017 to 31 Jan 2022)
  • Wright Hand Associates (no longer approved here)

    FRN 224028

    • Employed By (15 Apr 2003 to 31 Jan 2016)
  • William McAllister (no longer approved here)

    FRN 214789

    • Employed By (1 Dec 2001 to 13 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anstey Bond Financial Services Limited

  2. controlled function added: (4)Employed By at Anstey Bond Financial Services Limited