Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (2 Aug 2024 to 1 Jan 2026)
    • [FCA CF] Manager of certification employee (29 Jul 2024 to 7 Oct 2025)
    • [FCA CF] Client dealing (19 Oct 2021 to 1 Jan 2026)
    • CF30 Customer (26 Nov 2007 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (2 Aug 2024 to 1 Jan 2026)
    • [FCA CF] Manager of certification employee (29 Jul 2024 to 7 Oct 2025)
    • [FCA CF] Client dealing (19 Oct 2021 to 1 Jan 2026)
    • CF30 Customer (26 Nov 2007 to 15 Feb 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (29 Jul 2024 to 7 Oct 2025)
    • [FCA CF] Client dealing (14 Mar 2022 to 1 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.