Ephrem Ravi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 1 Oct 2019)
- [FCA CF] Client dealing (since 30 Sep 2016)
- [FCA CF] Material risk taker (27 Jan 2020 to 20 Aug 2024)
- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 20 Aug 2024)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (23 Nov 2011 to 6 Mar 2016)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (16 Apr 2008 to 22 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.