Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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D. E. Shaw & Co. (London) LLP
FRN 590179
- SMF27 Partner (since 5 Jan 2024)
- [FCA CF] Client dealing (since 3 Jun 2020)
- [FCA CF] Manager of certification employee (since 3 Jun 2020)
- CF30 Customer (8 Apr 2013 to 8 Dec 2019)
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- CF21 Investment Adviser (6 Jun 2006 to 12 Apr 2007)
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- CF21 Investment Adviser (6 Jun 2006 to 12 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.