Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 7 Aug 2023)
    • [FCA CF] Manager of certification employee (since 28 Jul 2023)
    • [FCA CF] Client dealing (since 16 Jun 2023)
    • [FCA CF] Material risk taker (since 7 Aug 2023)
    • [FCA CF] Manager of certification employee (since 28 Jul 2023)
    • [FCA CF] Client dealing (since 16 Jun 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (24 Feb 2017 to 24 Mar 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Aug 2006 to 9 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.