Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 7 Aug 2023)
- [FCA CF] Manager of certification employee (since 28 Jul 2023)
- [FCA CF] Client dealing (since 16 Jun 2023)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 7 Aug 2023)
- [FCA CF] Manager of certification employee (since 28 Jul 2023)
- [FCA CF] Client dealing (since 16 Jun 2023)
-
- [FCA CF] Client dealing (24 Feb 2017 to 24 Mar 2023)
-
- CF30 Customer (1 Nov 2007 to 3 Dec 2008)
- CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Aug 2006 to 9 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.