Enrique Del Rio

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (26 Oct 2019 to 28 Aug 2020)
    • [FCA CF] Material risk taker (26 Oct 2019 to 28 Aug 2020)
    • [FCA CF] Manager of certification employee (26 Oct 2018 to 22 Apr 2021)
    • [FCA CF] Client dealing (26 Oct 2018 to 22 Apr 2021)
    • CF30 Customer (27 Jul 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (26 Oct 2019 to 28 Aug 2020)
    • [FCA CF] Material risk taker (26 Oct 2019 to 28 Aug 2020)
    • [FCA CF] Client dealing (26 Oct 2018 to 22 Apr 2021)
    • [FCA CF] Manager of certification employee (26 Oct 2018 to 22 Apr 2021)
    • CF30 Customer (27 Jul 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.