Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9. Advising on syndicate participation at Lloyd's
    • Appointed representative dealing with clients for which they require qualification (since 4 Sep 2025)
    • CF30 Customer (since 4 Sep 2025)
    • [FCA CF] Client dealing (since 4 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (3 Apr 2023 to 4 Jul 2025)
    • [FCA CF] Client dealing (3 Apr 2023 to 4 Jul 2025)
    • Employed By (since 4 Sep 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (27 Jul 2022 to 13 Jan 2023)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (9 Apr 2021 to 15 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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