Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • SMF1 Chief Executive (9 Nov 2020 to 20 Dec 2021)
    • SMF3 Executive Director (9 Nov 2020 to 20 Dec 2021)
  • Marex Financial (no longer approved here)

    FRN 442767

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 8 Jun 2020)
    • CF10a CASS Oversight function (15 Jan 2014 to 8 Dec 2019)
    • CF28 Systems and controls (15 Jan 2014 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (5 Nov 2010 to 12 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.