Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Nov 2020 to 20 Dec 2021)
- SMF3 Executive Director (9 Nov 2020 to 20 Dec 2021)
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- SMF18 Other Overall Responsibility (9 Dec 2019 to 8 Jun 2020)
- CF10a CASS Oversight function (15 Jan 2014 to 8 Dec 2019)
- CF28 Systems and controls (15 Jan 2014 to 8 Dec 2019)
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- CF30 Customer (5 Nov 2010 to 12 Sep 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.