Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (31 Jan 2018 to 26 Oct 2019)
- [FCA CF] Client dealing (17 Aug 2017 to 26 Oct 2019)
- CF30 Customer (1 Nov 2007 to 8 Jan 2010)
- CF21 Investment Adviser (16 Oct 2004 to 31 Oct 2007)
-
- CF21 Investment Adviser (14 Oct 2003 to 16 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.