Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (31 Jan 2018 to 26 Oct 2019)
    • [FCA CF] Client dealing (17 Aug 2017 to 26 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 8 Jan 2010)
    • CF21 Investment Adviser (16 Oct 2004 to 31 Oct 2007)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF21 Investment Adviser (14 Oct 2003 to 16 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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