Emmanuelle Claudine Dominique Mathey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SCHRODER & CO. LIMITED (no longer approved here)
FRN 144206
- SMF4 Chief Risk (5 Jul 2021 to 21 Feb 2023)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Material risk taker (1 Oct 2020 to 15 Sep 2022)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (173)[FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
Schroder Real Estate Investment Management Limited (no longer approved here)
FRN 190064
- [FCA CF] Material risk taker (1 Oct 2020 to 21 Feb 2023)
Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- [FCA CF] Material risk taker (1 Oct 2020 to 21 Jan 2023)
Schroder Wealth Management (US) Limited (no longer approved here)
FRN 781869
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Oct 2021)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (8 Dec 2008 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (8 Dec 2008 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (173)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.