Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 23 May 2024)
- [FCA CF] Significant management (since 3 Nov 2021)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 23 May 2024)
- [FCA CF] Material risk taker (since 22 Sep 2022)
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- [FCA CF] Significant management (1 Nov 2023 to 5 Feb 2025)
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- [FCA CF] Client dealing (20 Mar 2018 to 27 Jul 2021)
- [FCA CF] Manager of certification employee (20 Mar 2018 to 27 Jul 2021)
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- [FCA CF] Client dealing (20 Mar 2018 to 27 Jul 2021)
- [FCA CF] Manager of certification employee (20 Mar 2018 to 27 Jul 2021)
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- [FCA CF] Manager of certification employee (20 Mar 2018 to 27 Jul 2021)
- [FCA CF] Client dealing (20 Mar 2018 to 27 Jul 2021)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.