Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF29 Significant management (1 Nov 2007 to 30 Nov 2011)
    • CF1 Director (11 Sep 2007 to 31 Oct 2011)
    • CF19 Significant Mgt (Financial Resources) (11 Sep 2007 to 31 Oct 2007)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF29 Significant management (1 Nov 2007 to 30 Nov 2011)
    • CF1 Director (11 Sep 2007 to 31 Oct 2011)
    • CF19 Significant Mgt (Financial Resources) (11 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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