Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jul 2020)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 31 Jul 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Jul 2020)
    • CF30 Customer (9 Sep 2011 to 6 Mar 2016)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (4 Sep 2009 to 31 Aug 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 27 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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