Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 24 Feb 2017)
    • [FCA CF] Client dealing (since 24 Feb 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Oct 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 27 Feb 2020)
    • CF30 Customer (15 Sep 2011 to 18 Oct 2013)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 14 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.