Emmanuel De Figueiredo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LBV Asset Management LLP

    FRN 481246

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (29 Jul 2008 to 8 Dec 2019)
    • CF4 Partner (29 Jul 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Jul 2008 to 29 Jun 2016)
    • CF11 Money Laundering Reporting (29 Jul 2008 to 8 Dec 2019)
    • CF3 Chief Executive (29 Jul 2008 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.