Emmanuel Bousquet

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 3 Mar 2021)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (22 Feb 2017 to 25 Feb 2019)
    • [FCA CF] Material risk taker (22 Feb 2017 to 23 Sep 2022)
    • [FCA CF] Client dealing (22 Feb 2017 to 18 Aug 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Feb 2009)
    • CF21 Investment Adviser (22 Jun 2005 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 11 Jul 2003)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.