Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (14 Oct 2021 to 1 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (14 Oct 2021 to 1 Mar 2022)
    • [FCA CF] Manager of certification employee (15 Apr 2020 to 4 Sep 2023)
    • [FCA CF] Client dealing (8 Apr 2020 to 4 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Mar 2004 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 18 Mar 2020)
    • [FCA CF] Client dealing (25 Jul 2018 to 14 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.