Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (14 Oct 2021 to 1 Mar 2022)
- [PRA CF] Significant risk taker or Material risk taker (14 Oct 2021 to 1 Mar 2022)
- [FCA CF] Manager of certification employee (15 Apr 2020 to 4 Sep 2023)
- [FCA CF] Client dealing (8 Apr 2020 to 4 Sep 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (9 Mar 2004 to 31 Oct 2007)
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- [FCA CF] Material risk taker (1 Apr 2019 to 18 Mar 2020)
- [FCA CF] Client dealing (25 Jul 2018 to 14 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.