Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Manager of certification employee (since 1 Sep 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Mar 2016)
- CF30 Customer (1 Nov 2007 to 3 Feb 2011)
- CF26 Customer Trading (2 Aug 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (18 Dec 2001 to 28 Nov 2005)
- CF26 Customer Trading (1 Dec 2001 to 28 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.