Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF30 Customer (4 Jun 2025 to 28 Jan 2026)
    • CF1 Director (AR) (26 Nov 2015 to 20 Oct 2016)
    • CF1 Director (AR) (since 3 Sep 2012)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Feb 2026)
    • CF30 Customer (1 Nov 2007 to 28 Jan 2026)
    • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
    • CF1 Director (AR) (since 26 Nov 2015)
    • (1)Employed By (since 26 Nov 2015)
  • Escom Ltd (no longer approved here)

    FRN 436702

    • (6)Employed By (3 Oct 2007 to 31 Oct 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF21 Investment Adviser (17 Sep 2007 to 21 Sep 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (21 Jan 2003 to 12 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.