Emma West

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Algorithmic trading (since 26 Feb 2021)
    • [FCA CF] Material risk taker (since 15 Aug 2017)
    • [FCA CF] Manager of certification employee (since 10 Jan 2017)
    • [FCA CF] Client dealing (10 Jan 2017 to 3 May 2024)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] Algorithmic trading (since 26 Feb 2021)
    • [FCA CF] Material risk taker (since 15 Aug 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.