Emma Parla

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2025)
    • [FCA CF] Client dealing (since 21 Jul 2025)
  • Compass Financial Solutions Ltd (no longer approved here)

    FRN 230677

    • Employed By (7 Nov 2023 to 30 Jun 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 May 2022 to 30 Jun 2025)
    • CF30 Customer (21 Apr 2022 to 30 Jun 2025)
  • SeventySeven Wealth Management Limited (no longer approved here)

    FRN 623059

    • (7)Employed By (21 Apr 2022 to 30 Jun 2025)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 3 Dec 2021)
    • [FCA CF] Client dealing (8 Feb 2021 to 3 Dec 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (7 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 14 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.