Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 23 Jun 2023)
- [FCA CF] Client dealing (since 3 Sep 2018)
- [FCA CF] Manager of certification employee (3 Sep 2018 to 1 Jul 2021)
- CF30 Customer (1 Nov 2007 to 13 Feb 2014)
- CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
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- CF30 Customer (11 Jul 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.