Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Jun 2023)
    • [FCA CF] Client dealing (since 3 Sep 2018)
    • [FCA CF] Manager of certification employee (3 Sep 2018 to 1 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 13 Feb 2014)
    • CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (11 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.