EMMA NEILSON

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] CASS oversight function (9 Dec 2019 to 14 Aug 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Aug 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Aug 2024)
    • CF10a CASS Oversight function (1 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.