Emma Mohan

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chip Financial (Investments) Ltd

    FRN 1005114

    • SMF3 Executive Director (since 12 Dec 2024)
  • New Wave Capital Limited (no longer approved here)

    FRN 625592

    • (22)SMF16 Compliance Oversight (13 Oct 2022 to 1 Oct 2024)
    • (21)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2024)
    • (23)CF11 Money Laundering Reporting (15 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (21)SMF17 Money Laundering Reporting Officer (MLRO) at New Wave Capital Limited

  2. controlled function added: (22)SMF16 Compliance Oversight at New Wave Capital Limited

  3. controlled function added: (23)CF11 Money Laundering Reporting at New Wave Capital Limited