Emma Michelle Parker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited

    FRN 150317

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 26 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2024)
  • SOVEREIGN MONEY MATTERS LIMITED (no longer approved here)

    FRN 599883

    • [FCA CF] Functions requiring qualifications (13 Apr 2021 to 11 Apr 2024)
    • [FCA CF] Client dealing (13 Apr 2021 to 11 Apr 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 Nov 2020)
    • CF30 Customer (13 Aug 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (18 Aug 2008 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.