Emma Marie Woolfrey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 3 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (2 Jan 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2007 to 8 Dec 2019)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • Cathedral Financial Management Limited (no longer approved here)

    FRN 165326

    • Employed By (15 Mar 2006 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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