Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 19 Oct 2022)
- CF30 Customer (since 10 Oct 2022)
- [FCA CF] Client dealing (2 Jul 2020 to 3 Dec 2020)
- [FCA CF] Functions requiring qualifications (2 Jul 2020 to 3 Dec 2020)
- CF30 Customer (2 Aug 2016 to 8 Dec 2019)
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Crosby Financial Planning Ltd
FRN 939755
- Employed By (since 10 Oct 2022)
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- CF22 Investment Adviser (Trainee) (21 Sep 2004 to 31 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.