Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- SMF16 Compliance Oversight (since 23 Sep 2021)
- [FCA CF] Material risk taker (17 Oct 2019 to 5 Jul 2021)
- [PRA CF] Significant risk taker or Material risk taker (17 Oct 2019 to 5 Jul 2021)
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LDC (Managers) Limited
FRN 147964
- SMF16 Compliance Oversight (since 23 Sep 2021)
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Bank of Scotland plc
FRN 169628
- SMF16 Compliance Oversight (since 23 Sep 2021)
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THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY
FRN 304154
- SMF16 Compliance Oversight (since 23 Sep 2021)
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Black Horse Limited
FRN 313409
- SMF16 Compliance Oversight (since 23 Sep 2021)
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Housing Growth Partnership Manager Limited
FRN 709515
- SMF16 Compliance Oversight (since 23 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
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