Emma Louise Monaghan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society

    FRN 153706

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Jan 2017 to 5 Jan 2018)
  • Eaden Wealth Management (no longer approved here)

    FRN 401696

    • (2)Employed By (10 Jan 2017 to 5 Jan 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Dec 2014 to 6 Mar 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF22 Investment Adviser (Trainee) (30 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.