Emma Louise Gladwish

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Porters Financial Ltd

    FRN 951388

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 12 Nov 2021)
    • SMF3 Executive Director (since 12 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2021)
    • SMF16 Compliance Oversight (since 12 Nov 2021)
    • Responsibility for MCD Intermediation (since 12 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
  • Rock Financial Advisors Ltd (no longer approved here)

    FRN 750001

    • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 23 Dec 2021)
    • [FCA CF] Client dealing (3 Dec 2020 to 23 Dec 2021)
    • SMF16 Compliance Oversight (2 Sep 2020 to 23 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Sep 2020 to 23 Dec 2021)
    • Responsible for Insurance Distribution (2 Sep 2020 to 23 Dec 2021)
    • Responsibility for MCD Intermediation (2 Sep 2020 to 23 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 23 Dec 2021)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF1 Director (AR) (22 Mar 2016 to 1 Nov 2016)
    • CF4 Partner (AR) (9 Mar 2015 to 1 Nov 2016)
    • CF30 Customer (1 Aug 2014 to 14 Oct 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (9 Oct 2008 to 23 Mar 2010)
  • Arrow 1066 Financial Services Ltd (no longer approved here)

    FRN 489451

    • (11)Employed By (9 Oct 2008 to 23 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Arrow 1066 Financial Services Ltd

  2. controlled function added: (11)Employed By at Arrow 1066 Financial Services Ltd